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Enrique Lopez

28 Years of Experience
Mission, TX
6 DisclosuresBroker

Enrique Lopez is a registered investment advisor at Arkadios Wealth Advisors, based in Mission, TX, with 28 years of industry experience. Enrique operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 12,091 clients with $3.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
209 advisors
Number of Clients
12,091 clients
Average Client Portfolio
$319K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K+1.50%

Existing clients may have different fee schedules based on agreements prior to March 2021. Clients at NFS will be charged a minimum fee of $10.42 monthly. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Mission, TX

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2025
Pending
Customer Dispute
May 2024
Settled
Customer Dispute
January 2020
Settled
Customer Dispute
June 2019
Settled
Customer Dispute
April 2017
Award / Judgment
Customer Dispute
February 2013
Denied
Other Business Activities

Enrique is involved in several business activities, including Cristobal Eden Partners LLC (a holding company), Lopez Brothers Distribution LLC (a family battery distribution business), Gallop Investment Partners LLC (flipping real estate), Cordero Diego LLC (commercial real estate rental), and Trivium Asset Management Partners LLC (wealth management). His wealth management role at Trivium Asset Management Partners LLC takes nearly full-time hours, while the other activities require minimal to a few hours per week.

Employment History
Current Registrations
Arkadios Wealth Advisors
December 2018 - Present · 7 yrs 5 mos
Arkadios Capital
September 2018 - Present · 7 yrs 8 mos
Arkadios CapitalBroker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
LPL Financial LLC
March 2008 - August 2018 · 10 yrs 5 mos
LPL Financial LLCBroker
March 2008 - August 2018 · 10 yrs 5 mos
Raymond James Financial Services
May 2003 - March 2008 · 4 yrs 10 mos
Raymond James Financial Services, INC.Broker
May 2003 - March 2008 · 4 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 1999 - April 2003 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1999 - April 2003 · 4 yrs 1 mo
Edward D. Jones & CO., L.P.Broker
June 1995 - May 1996 · 11 mos
H.D. Vest Investment Securities, INC.Broker
October 1994 - April 1995 · 6 mos
State Registrations2 states
CATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.