CM
CM
Christopher Mccarthy
33 Years of Experience
Hyannis, MA
1 DisclosureBroker
Christopher Mccarthy is a registered investment advisor at Wells Fargo Advisors, based in Hyannis, MA, with 33 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
1513 Iyannough Rd, 1st Fl Ste 3, Hyannis, MA, 02601
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2016Settled
Other Business Activities
Christopher serves as a trustee for a special needs trust for his brother. This investment-related activity requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
October 2011 - Present · 14 yrs 7 mos
Wells Fargo Clearing Services, LLC
October 2011 - Present · 14 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2011 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2011 · 2 yrs
Banc of America Investment Services, INC.
September 2008 - October 2009 · 1 yr 1 mo
Banc of America Investment Services, INC.Broker
September 2008 - October 2009 · 1 yr 1 mo
Stifel, Nicolaus & Company, Incorporated
June 2007 - September 2008 · 1 yr 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
June 2007 - September 2008 · 1 yr 3 mos
Ryan Beck & CO.
July 2005 - June 2007 · 1 yr 11 mos
Ryan Beck & CO.Broker
April 2005 - June 2007 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
March 2000 - April 2005 · 5 yrs 1 mo
Prudential Securities IncorporatedBroker
November 1997 - August 2000 · 2 yrs 9 mos
Advest, INC.Broker
May 1992 - November 1997 · 5 yrs 6 mos
Edward D. Jones & CO., L.P.Broker
February 1992 - March 1992 · 1 mo
State Registrations18 states
CACOCTFLGAINMAMDMENCNHNJNMNVNYTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.