Timothy Horton is a registered investment advisor, based in Napa, CA, with 33 years of industry experience.
Location
1728 Jefferson Street, Napa, CA, 94559
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Timothy is a representative for Harvest Financial LLC, operating under a DBA, dedicating most of his time to this activity. He also serves as a trustee for Napa Elks Lodge #832, a non-profit organization, spending minimal time on this.
Employment History
Current Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.