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Steven Schlegel

First Command Advisory Services
34 Years of Experience
Phoenix, AZ
1 DisclosureBroker
View SEC Summary
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Steven Schlegel is a registered investment advisor at First Command Advisory Services, based in Phoenix, AZ, with 34 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 113,591 clients with $24B in assets under management.

First Command Advisory Services
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1023 advisors
Number of Clients
113,591 clients
Average Client Portfolio
$215K average
Assets Under Management
$24.4B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.30%
$250K - $500K1.15%
$500K - $1.0M1.00%
$1.0M - $2.0M0.75%
$2M+0.50%

Schedule reflects the Partners, Foundations, and Select advisory programs. Other programs like Elite and Premier Income have separate fee schedules. Fees are negotiable for Elite accounts over $5 million.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Phoenix, AZ

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
First Command Advisory Services
July 2026 - Present · 3 mos
First Command Brokerage Services, INC.
July 2026 - Present · 3 mos
First Command Brokerage Services, INC.Broker
July 2026 - Present · 3 mos
Previous Registrations
Hornor, Townsend & Kent, LLC
March 2026 - June 2026 · 3 mos
Hornor, Townsend & Kent, LLCBroker
March 2026 - June 2026 · 3 mos
Commonwealth Financial Network
July 2024 - March 2026 · 1 yr 8 mos
Commonwealth Financial NetworkBroker
July 2024 - March 2026 · 1 yr 8 mos
Osaic Wealth, INC.
February 2024 - July 2024 · 5 mos
Osaic Wealth, INC.Broker
February 2024 - July 2024 · 5 mos
American General Securities IncorporatedBroker
January 2008 - October 2008 · 9 mos
Sagepoint Financial, INC.
October 2005 - September 2023 · 17 yrs 11 mos
Sagepoint Financial, INC.Broker
October 2005 - September 2023 · 17 yrs 11 mos
Sunamerica Securities, INC.
March 2004 - October 2005 · 1 yr 7 mos
Spelman & CO., INC.Broker
January 2004 - October 2005 · 1 yr 9 mos
Sentra Securities CorporationBroker
January 2004 - October 2005 · 1 yr 9 mos
Leesport Wealth Management, LLC
October 2002 - June 2004 · 1 yr 8 mos
Sunamerica Securities, INC.Broker
May 1992 - October 2005 · 13 yrs 5 mos
Anchor National Financial Services, INC.Broker
February 1992 - May 1992 · 3 mos
State Registrations3 states
AZTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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