James Gilbert
James Gilbert is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Aiken, SC, with 34 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Aiken, SC
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Regulatory History (1)
Criminal
October 1962Other Business ActivitiesSells Insurance
James is the president of Cornerstone Planning Group, Inc., a subchapter S corporation, where he employs his assistant and himself, dedicating about 10-20% of his time. He is also a managing partner at Cornerstone Private Advisors, LLC, where he is involved in sales and service of investment and insurance products, as well as overall administration and management responsibilities, taking nearly full-time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
MML Investors Services, INC.
MML Investors Services, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.