Stefan Striffler is a registered investment advisor at Capital Analysts, based in Mountville, PA, with 31 years of industry experience. Stefan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 17,698 clients with $8.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Analysts offers investment management through various programs. The fees you pay will depend on the specific program you choose, the custodian holding your assets, your advisor's fee, and whether you select a wrap fee or non-wrap fee program.
Your advisor's fee is negotiable, up to a maximum of 1.25% of the assets they manage or advise. The specific fee and billing details will be outlined in your investment advisory agreement.
Location
385 Highland Drive, Mountville, PA, 17554
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stefan owns Associated Health Care Management, Inc., though it is no longer operational and he is working to formally close it. He also officiates high school and youth lacrosse games, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Capital Analysts
Lincoln Investment
Lincoln InvestmentBroker
Previous Registrations
Signator Investors, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Gwn Securities INC.Broker
Money Concepts Capital CORPBroker
Pmg Securities CorporationBroker
Locust Street Securities, INC.Broker
T.H.E. Financial Group, LTDBroker
Copeland Equities, INC.Broker
Gna Securities, INC.Broker
Mutual of Omaha Fund Management CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.