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Charles Bowman

Raymond James & Associates, INC.
34 Years of Experience
Jackson, MS
2 DisclosuresBroker
View SEC Summary
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Charles Bowman is a registered investment advisor at Raymond James & Associates, INC., based in Jackson, MS, with 34 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4266 I-55 North, Suite 200, Jackson, MS, 39211

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Settled
Regulatory
November 1994
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is a finance/investment committee member for Galloway UMC, starting in 2020. He attends quarterly meetings to review the investment performance of the church's endowment fund, dedicating minimal time to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
May 2006 - February 2013 · 6 yrs 9 mos
Morgan Keegan & Company, INC.Broker
May 2006 - February 2013 · 6 yrs 9 mos
Uvest Financial Services Group, INC.Broker
February 2006 - May 2006 · 3 mos
Uvest Financial Services Group, INC.
February 2006 - May 2006 · 3 mos
Trustmark Securities, INC.
August 2004 - February 2006 · 1 yr 6 mos
Trustmark Securities, INC.Broker
April 1992 - February 2006 · 13 yrs 10 mos
State Registrations24 states
ALARAZCACOFLGAINKSKYLAMOMSNCNENMOKSCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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