James Bruderman
James Bruderman is a registered investment advisor at Bruderman Private Wealth, based in Locust Valley, NY, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 36 clients with $79M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Bruderman Private Wealth charges a monthly fee based on a percentage of the assets in your account. The maximum annual fee is 1.875%. The factors used to determine the advisory fee include the size of the account, investment strategy, and the number of accounts. Fees are negotiable, and lower fees may be available from other advisors. Additional fee reductions may be granted for advisory relationships exceeding $25 million.
Location
113 Birch Hill Road, Locust Valley, NY, 11560
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Regulatory History (1)
Customer Dispute
October 1999Other Business Activities
James is the President of Bruderman Private Wealth, a registered investment advisor, dedicating nearly full-time hours to this role. He also has an inactive entity, JMB Hospitality Group, where he serves as President but receives no compensation and devotes no time.
Employment History
Current Registrations
Bruderman Private Wealth
Previous Registrations
Bruderman Asset Management, LLC
Gary Goldberg & CO., LLCBroker
Charles Schwab & CO., INC.Broker
First Albany CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.