KL
CFP
KL
CFP
Kathleen Liiste
10 Years of Experience
White Bear Lake, MN
1 Disclosure
Kathleen Liiste is a CFP-designated registered investment advisor at Lions Gate Sovereign Capital, LLC, based in White Bear Lake, MN, with 10 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 81 clients with $41M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
81 clients
Average Client Portfolio
$505K average
Assets Under Management
$40.9M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.00% |
Asset Management fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4525 White Bear Parkway, #224, White Bear Lake, MN, 55110
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2016Settled
Employment History
Current Registrations
Lions Gate Sovereign Capital, LLC
January 2016 - Present · 10 yrs 4 mos
State Registrations1 state
MN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.