James Moore is a registered investment advisor at Coldstream Wealth Management, based in Kenai, AK, with 12 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 4,519 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $15.0M | 0.85% |
| $15.0M - $25.0M | 0.75% |
| $25M+ | 0.50% |
Fees can vary based on client type, asset class, pre-existing relationship, service levels, portfolio complexity, and account size or other special circumstances or requirements. Certain endowment and foundation clients are generally charged a flat annual retainer amount or a flat percentage rate.
Fee Estimator
Location
10735 Kenai Spur Hwy, Suite 3, Kenai, AK, 99611
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James owns VX Properties, LLC, an investment-related company focused on commercial property in Sammamish, WA, since 2015. He spends minimal time on this activity.
Employment History
Current Registrations
Coldstream Wealth Management
Previous Registrations
Parcion Private Wealth LLC
Pathstone
Cornerstone Advisors INC
Fisher Investments
State Registrations2 states
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