Dora Steeley
Dora Steeley is a registered investment advisor at Ameriprise Financial Services, LLC, based in Turlock, CA, with 22 years of industry experience. Dora operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2853 Geer Rd, Ste C, Turlock, CA, 95382
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2017Other Business Activities
Dora is an owner of a business at 4616 Main Street since 2020, and also provides bill paying services through IFA since 2016, dedicating minimal time to each. Dora also engages in business ownership and consulting at 4012 Eastgate Dr, spending a few hours per week.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.