SP
SP
Stevan Paton
33 Years of Experience
St. Petersburg, FL
3 DisclosuresBroker
Stevan Paton is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
200 Central Avenue, 24th Floor, St. Petersburg, FL, 33701
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2024Settled
Criminal
April 2019Final Disposition
Customer Dispute
April 2008Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2023 - Present · 3 yrs 3 mos
Raymond James & Associates, INC.Broker
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2019 - April 2023 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2009 - April 2023 · 14 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - February 2009 · 15 yrs 7 mos
Lehman Brothers INC.Broker
April 1992 - July 1993 · 1 yr 3 mos
State Registrations30 states
AKALARAZCACOCTFLGAIDMAMDMEMIMNMTNCNHNJNYOHPARISCTNUTVAVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.