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Brian William Thomas

33 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
145 advisors
Number of Clients
14,510 clients
Average Client Portfolio
$367K average
Assets Under Management
$5.3B

Fee Structure

Minimum Investment:$40K
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Location

12400 Coit Road, Suite 700, Dallas, TX, 75251

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is the owner of Thomas Private Wealth Management, where he sells financial products and earns commissions, dedicating full-time hours to this role. He also serves as the Board President of Blue Heron Homeowners Association, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Level Four Advisory Services
December 2021 - Present · 4 yrs 2 mos
Level Four Financial, LLCBroker
July 2009 - Present · 16 yrs 7 mos
Previous Registrations
Level Four Financial, LLC
July 2009 - December 2021 · 12 yrs 5 mos
Raymond James & Associates, INC.
October 1998 - July 2009 · 10 yrs 9 mos
Raymond James & Associates, INC.Broker
October 1998 - July 2009 · 10 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
July 1993 - November 1998 · 5 yrs 4 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
March 1992 - June 1993 · 1 yr 3 mos
State Registrations12 states
AKALCTFLLAMINCNHNJNVNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.