Thomas Buckley is a registered investment advisor at LPL Financial LLC, based in Itasca, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
333 Pierce Road, Suite 405, Itasca, IL, 60143
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas owns and rents real estate properties through Buckley Evans, LLC since 2009 and operates his LPL business under the DBAs Buckley Financial Services and Buckley Wealth Management. He also has an LLC for tax/investment purposes and is a notary.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Ameritas Investment CORP.Broker
Harris Investors Direct, INC.Broker
First Chicago Nbd Investment Services, INC.Broker
B. C. Ziegler and CompanyBroker
Olde Discount CorporationBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.