Eugene Mosca
Eugene Mosca is a registered investment advisor at J.P. Morgan Securities LLC, based in West Harrison, NY, with 33 years of industry experience. Eugene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
925 Westchester Ave, West Harrison, NY, 10604
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2015Customer Dispute
September 2014Customer Dispute
December 1998Other Business Activities
Eugene is an employee/contractor for Nick's Auto Service, handling property management duties, and dedicates minimal time to this role. He also mentors students at Fordham University, his alma mater, on a volunteer basis.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Chemical Investment Services CORP.Broker
Marketing One Securities, INC.Broker
Uslife Equity Sales CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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