Rebecca Sequeira
Rebecca Sequeira is a registered investment advisor at LPL Financial LLC, based in Abita Springs, LA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
539 Choctaw Dr, Abita Springs, LA, 70420-3325
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rebecca is involved in several business activities, including entities for tax/investment purposes, bookkeeping for her spouse's business, and real estate rental. She also spends about 10-20% of her time as a bookkeeper and board secretary for South Tangi Youth Soccer Assn and a few hours per week handling accounting/admin for her husband's engineering business, where she is a 10% owner and corporate officer.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Fbt Investments, INC.Broker
Fbt Advisors, INC.
Hancock Investment Services, INC.
Hancock Investment Services, INC.Broker
Primevest Financial Services, INC.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Whitney Securities, L.L.C.Broker
Banc One Securities CorporationBroker
Marquis Investments, L.L.C.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.