Maziar Shams
Maziar Shams is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Denver, CO, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
370 17th St, Denver, CO, 80202
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2008Customer Dispute
July 2002Other Business Activities
Maziar owns 50% of K.S. Bridge Inc. and AKKS LLC, which purchased an empty restaurant space and liquor license in 2018. He spends minimal time paying property tax and insurance for this non-operating business.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.