GQ
GQ
Guy Quinn
32 Years of Experience
Lexington, KY
2 DisclosuresBroker
Guy Quinn is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lexington, KY, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
Lexington, KY
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002Denied
Regulatory
February 2001Final
Other Business Activities
Guy is an independent contractor for Elevon Wealth Management, supporting services for clients transitioned through a succession agreement. He dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.
December 2006 - Present · 19 yrs 9 mos
Raymond James Financial Services, INC.Broker
December 2006 - Present · 19 yrs 9 mos
Previous Registrations
Raymond James Financial Services
December 2006 - October 2009 · 2 yrs 10 mos
Raymond James & Associates, INC.
November 2004 - December 2006 · 2 yrs 1 mo
Raymond James & Associates, INC.Broker
July 2004 - December 2006 · 2 yrs 5 mos
Edward JonesBroker
November 1999 - August 2004 · 4 yrs 9 mos
Invest Financial CorporationBroker
July 1998 - November 1999 · 1 yr 4 mos
John Hancock Distributors, INC.Broker
March 1993 - July 1997 · 4 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
March 1993 - May 1997 · 4 yrs 2 mos
Guardian Investor Services CorporationBroker
August 1992 - March 1993 · 7 mos
State Registrations16 states
ARAZCACOFLGAILINKYMIMSNCNJPATNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.