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Guy Quinn

Raymond James Financial Services Advisors, INC
33 Years of Experience
Lexington, KY
2 DisclosuresBroker
View SEC Summary
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Guy Quinn is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lexington, KY, with 33 years of industry experience. Guy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Lexington, KY

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Denied
Regulatory
February 2001
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Guy is an independent contractor for Elevon Wealth Management, supporting services for clients transitioned through a succession agreement. He dedicates minimal time to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2009 - Present · 17 yrs 5 mos
Raymond James Financial Services, INC.
December 2006 - Present · 19 yrs 10 mos
Raymond James Financial Services, INC.Broker
December 2006 - Present · 19 yrs 10 mos
Previous Registrations
Raymond James Financial Services
December 2006 - October 2009 · 2 yrs 10 mos
Raymond James & Associates, INC.
November 2004 - December 2006 · 2 yrs 1 mo
Raymond James & Associates, INC.Broker
July 2004 - December 2006 · 2 yrs 5 mos
Edward JonesBroker
November 1999 - August 2004 · 4 yrs 9 mos
Invest Financial CorporationBroker
July 1998 - November 1999 · 1 yr 4 mos
John Hancock Distributors, INC.Broker
March 1993 - July 1997 · 4 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
March 1993 - May 1997 · 4 yrs 2 mos
Guardian Investor Services CorporationBroker
August 1992 - March 1993 · 7 mos
State Registrations16 states
ARAZCACOFLGAILINKYMIMSNCNJPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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