Mark Ridley
Mark Ridley is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Springfield, IL, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
3201 W White Oaks Drive, Suite 102, Springfield, IL, 62704
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
J.P. Morgan Securities INC.Broker
J.p.morgan Securities INC.
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Jpmorgan Securities INC
Banc One Securities CorporationBroker
Raymond James Financial Services, INC.Broker
Invest Financial CorporationBroker
Ameritrade, INC.Broker
Ffg Investments INC.Broker
Franklin Financial Services CorporationBroker
State Registrations29 states
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