DM
DM
David Mayers
28 Years of Experience
New York, NY
5 DisclosuresBroker
David Mayers is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 28 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
1 Penn Plz Fl 27, New York, NY, 10119
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2022Denied
Customer Dispute
September 2022Denied
Customer Dispute
April 2022Denied
Customer Dispute
October 2000Closed-No Action
Employment Separation After Allegations
May 1995Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2025 - Present · 8 mos
Wells Fargo Advisors
September 2025 - Present · 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - September 2025 · 12 yrs 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2025 · 12 yrs 11 mos
Chase Investment Services CORP.
February 2011 - October 2012 · 1 yr 8 mos
Chase Investment Services CORP.Broker
July 2009 - October 2012 · 3 yrs 3 mos
Chase Investment Services CORP.Broker
May 2008 - July 2009 · 1 yr 2 mos
Schonfeld Securities, LLCBroker
July 2000 - March 2004 · 3 yrs 8 mos
Ryan, Beck & CO.Broker
March 1999 - February 2000 · 11 mos
Josephthal & CO., INC.Broker
August 1997 - February 1999 · 1 yr 6 mos
First United Equities CorporationBroker
January 1997 - July 1997 · 6 mos
Continental Broker-Dealer CORP.Broker
January 1997 - February 1997 · 1 mo
State Capital Markets CorporationBroker
September 1995 - September 1996 · 1 yr
A. G. Edwards & Sons, INC.Broker
December 1994 - May 1995 · 5 mos
Commonwealth AssociatesBroker
February 1993 - December 1994 · 1 yr 10 mos
Lehman Brothers INC.Broker
December 1992 - February 1993 · 2 mos
Thomas James Associates, INC.Broker
September 1992 - October 1992 · 1 mo
Thomas James Associates, INC.Broker
February 1992 - September 1992 · 7 mos
State Registrations21 states
AZCACTDCDEFLGAIDILINMDMINCNJNYOHPASCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.