JH
JH

Janet Hawkins

31 Years of Experience
Seattle, WA
Broker

Janet Hawkins is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Seattle, WA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

925 Fourth Ave Ste 3600, Seattle, WA, 98104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Janet owns a single-family real estate property in Seattle, WA, since 2003. This activity is not investment-related.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2026 - Present · 4 mos
Robert W. Baird & CO. IncorporatedBroker
January 2026 - Present · 4 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
August 2023 - December 2025 · 2 yrs 4 mos
Ameriprise Financial Services, LLC
August 2023 - December 2025 · 2 yrs 4 mos
Charles Schwab & CO., INC.
December 2022 - August 2023 · 8 mos
Charles Schwab & CO., INC.Broker
December 2022 - August 2023 · 8 mos
Morgan Stanley
December 2017 - December 2022 · 5 yrs
Morgan StanleyBroker
December 2017 - December 2022 · 5 yrs
Key Investment Services LLC
June 2016 - December 2017 · 1 yr 6 mos
Key Investment Services LLCBroker
June 2016 - December 2017 · 1 yr 6 mos
U.S. Bancorp Investments, INC.
September 2014 - May 2016 · 1 yr 8 mos
U.S. Bancorp Investments, INC.Broker
July 2014 - May 2016 · 1 yr 10 mos
AXA Distributors, LLCBroker
July 2013 - July 2014 · 1 yr
Hornor, Townsend & Kent, INC.Broker
April 2011 - December 2012 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2011 - April 2011 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - April 2011 · 1 yr 6 mos
Banc of America Investment Services, INC.Broker
June 2009 - October 2009 · 4 mos
AXA Distributors, LLCBroker
March 2008 - May 2009 · 1 yr 2 mos
Transamerica Capital, INC.Broker
June 2007 - March 2008 · 9 mos
Capital Brokerage CorporationBroker
July 2005 - May 2007 · 1 yr 10 mos
Lincoln Financial Distributors, INC.Broker
March 2003 - April 2004 · 1 yr 1 mo
Wells Fargo Investments, LLCBroker
December 2001 - December 2002 · 1 yr
Capital Brokerage CorporationBroker
November 1999 - December 2001 · 2 yrs 1 mo
Federated Securities CORP.Broker
February 1992 - August 1999 · 7 yrs 6 mos
State Registrations5 states
ARMAMTUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Janet Hawkins - Financial Advisor | TrueAdvisor