Richard Parsons is a registered investment advisor, based in Newton, KS, with 34 years of industry experience.
Location
1023 Washington Rd., Ste. 100, Newton, KS, 67114
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent for various companies, dedicating about a quarter of his time to this. He is also an advisory representative of a RIA and a W2 employee of TAG Advisors, spending full-time hours on these investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
USA Financial Securities CorporationBroker
USA Financial Securities Corporation
Cfd Investments, INC.Broker
Creative Financial Designs, INC.
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Ffp Securities, INC.Broker
Ffp Advisory Services INC
Proequities, INC.Broker
Primeline Securities CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.