Michelle Gallo is a registered investment advisor, based in Hartford, CT, with 20 years of industry experience.
Location
One Financial Plaza, Hartford, CT, 06103
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vp Distributors LLC
June 2017 - Present · 8 yrs 11 mos
Vp Distributors LLCBroker
June 2017 - Present · 8 yrs 11 mos
Virtus Fixed Income Advisers, LLC
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
Ridgeworth Distributors LLCBroker
December 2012 - June 2017 · 4 yrs 6 mos
Sanford C. Bernstein & CO., INC.Broker
May 1992 - June 1999 · 7 yrs 1 mo
State Registrations2 states
CTNJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.