WS
ChFC
WS
ChFC
Wanda Sears
32 Years of Experience
Roanoke, VA
28 DisclosuresMay Earn Commission
Wanda Sears is a ChFC-designated registered investment advisor at Wanda Kilman Pittman, based in Roanoke, VA, with 32 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 103 clients with $31M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
103 clients
Average Client Portfolio
$297K average
Assets Under Management
$30.6M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
3536 Brambleton Ave., Ste. 1B, Roanoke, VA, 24018
Get directionsHistory
Regulatory History (28)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2010Final
Regulatory
September 2007Final
Investigation
September 2007Civil
September 2007Final
Regulatory
March 2007Final
Customer Dispute
February 2007Closed-No Action
Customer Dispute
October 2006Settled
Customer Dispute
July 2005Settled
Regulatory
June 2005Final
Customer Dispute
July 2004Denied
Customer Dispute
January 2004Settled
Customer Dispute
October 2003Closed-No Action
Customer Dispute
July 2003Settled
Customer Dispute
July 2003Closed-No Action
Investigation
September 2002Customer Dispute
September 2002Settled
Customer Dispute
August 2002Settled
Customer Dispute
July 2002Settled
Customer Dispute
July 2002Settled
Customer Dispute
June 2002Closed-No Action
Customer Dispute
May 2002Settled
Customer Dispute
May 2002Settled
Customer Dispute
May 2002Settled
Customer Dispute
May 2002Settled
Customer Dispute
April 2002Settled
Customer Dispute
April 2002Denied
Employment Separation After Allegations
April 2002Customer Dispute
August 1999Denied
Employment History
Current Registrations
Wanda Kilman Pittman
September 2008 - Present · 17 yrs 8 mos
Previous Registrations
H. Beck, INC.Broker
April 2002 - November 2006 · 4 yrs 7 mos
American Express Financial Advisors INC.Broker
May 1992 - April 2002 · 9 yrs 11 mos
Ids Life Insurance CompanyBroker
May 1992 - April 2002 · 9 yrs 11 mos
American Express Financial Advisors, INC.
April 1992 - April 2002 · 10 yrs
State Registrations1 state
VA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.