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David Suntken

RIA Advisory Group, LLC
34 Years of Experience
Ames, IA
3 Disclosures
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David Suntken is a registered investment advisor at RIA Advisory Group, LLC, based in Ames, IA, with 34 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 1,996 clients with $570M in assets under management.

RIA Advisory Group, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
24 advisors
Number of Clients
1,996 clients
Average Client Portfolio
$285K average
Assets Under Management
$568.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum allowable annual fee is 2%, using a tiered schedule where the rate applies to all managed assets. Fees are negotiable and paid monthly or quarterly in arrears.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Ames, IA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Settled
Customer Dispute
June 2003
Denied
Customer Dispute
February 2002
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
RIA Advisory Group, LLC
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Visionpoint Advisory Group
August 2018 - July 2020 · 1 yr 11 mos
Visionpoint Advisory Group
August 2014 - December 2017 · 3 yrs 4 mos
LPL Financial LLCBroker
December 2002 - July 2020 · 17 yrs 7 mos
LPL Financial LLC
December 2002 - October 2015 · 12 yrs 10 mos
U.S. Bancorp Piper Jaffray INC.
July 2001 - December 2002 · 1 yr 5 mos
U.S. Bancorp Piper Jaffray INC.Broker
July 1999 - December 2002 · 3 yrs 5 mos
Edward D. Jones & CO., L.P.Broker
March 1992 - July 1999 · 7 yrs 4 mos
State Registrations1 state
IA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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