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David Esham is a registered investment advisor at Morgan Stanley, based in Salisbury, MD, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
150 West Market Street, Suite 301, Salisbury, MD, 21801
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Regulatory History (4)
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Customer Dispute
April 2009Denied
Customer Dispute
February 2009Denied
Customer Dispute
May 2006Settled
Customer Dispute
May 2000Denied
Other Business Activities
David is the managing member and sole owner of Thunderstick Farm, LLC, which owns land. This activity is investment-related but requires minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 1996 - April 2007 · 10 yrs 6 mos
Morgan Stanley Dw INC.Broker
February 1996 - April 2007 · 11 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.