Chad Koehn
Chad Koehn is a registered investment advisor at United Capital Management of Kansas, INC., based in Salina, KS, with 34 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management. Their firm serves 1,366 clients with $670M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UCMK charges a percentage of your portfolio annually for investment management, billed monthly in advance. The exact fee is negotiable, ranging from 0.75% to 2.5% depending on your financial situation, the amount you invest, and the complexity of services. There is a minimum account size of $5,000, which can be waived. There is also an overriding minimum fee of $50 per account on an annual basis. Brokerage commissions and transaction fees are billed separately.
Location
227 North Santa Fe, Salina, KS, 67401
Get directionsHistory
Regulatory History (4)
Regulatory
October 2022Customer Dispute
January 2017Customer Dispute
October 2009Customer Dispute
April 2004Other Business ActivitiesSells Insurance
Chad is an owner and agent at United Capital Insurance since 2004, spending minimal time there. He also manages trust relationships for United Capital Trust, taking about half of his time, and is an indirect member of UCM Kansas Properties, LLC, an event venue, and owner/operator of 1 Koehn Farms, LLC.
Employment History
Current Registrations
United Capital Management of Kansas, INC.
Previous Registrations
Sterne Agee Asset Management, INC.
Sterne Agee & Leach, INC. Capital Management
SA Stone Wealth Management INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.