TrueAdvisor
TrueAdvisor
CK
CK

Chad Koehn

United Capital Management of Kansas, INC.
34 Years of Experience
Nashville, TN
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Chad Koehn is a registered investment advisor at United Capital Management of Kansas, INC., based in Nashville, TN, with 34 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,655 clients with $880M in assets under management.

United Capital Management of Kansas, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,655 clients
Average Client Portfolio
$535K average
Assets Under Management
$884.8M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Minimum Annual Fee:$50
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees generally range from 0.75% to 2% annually, billed monthly in advance. Fees are negotiable based on account size, portfolio complexity, and other factors. The firm's standard agreement lists a maximum fee of 2.5%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3200 West End Ave, Suite 517, Nashville, TN, 37203

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2022
Final
Customer Dispute
January 2017
Denied
Customer Dispute
October 2009
Settled
Customer Dispute
April 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Chad is an owner and agent at United Capital Insurance since 2004, spending minimal time there. He also manages trust relationships for United Capital Trust, taking about half of his time, and is an indirect member of UCM Kansas Properties, LLC, an event venue, and owner/operator of 1 Koehn Farms, LLC.

Employment History
Current Registrations
United Capital Management of Kansas, INC.
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Sterne Agee Asset Management, INC.
October 2005 - September 2015 · 9 yrs 11 mos
Sterne Agee & Leach, INC. Capital Management
January 2004 - February 2004 · 1 mo
SA Stone Wealth Management INC.Broker
January 2004 - October 2020 · 16 yrs 9 mos
Waddell & Reed, INC.
July 1997 - January 2004 · 6 yrs 6 mos
Waddell & Reed, INC.Broker
March 1992 - January 2004 · 11 yrs 10 mos
State Registrations3 states
KSTNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Nashville, TN →All financial advisors in Tennessee →