DH
DH
David Handa
33 Years of Experience
Cary, NC
1 DisclosureBroker
David Handa is a registered investment advisor at Packerland Brokerage Services, INC., based in Cary, NC, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 4,245 clients with $910M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
178 advisors
Number of Clients
4,245 clients
Average Client Portfolio
$214K average
Assets Under Management
$909.5M
Fee Structure
Packerland offers several investment management options:
- Individual Portfolio Management: Fees are a percentage of your portfolio, up to a maximum of 2.5% per year.
- Co-Advisory Programs: You'll pay program fees in addition to Packerland's advisory fee (up to 2.5% of your assets). These fees cover the third-party money manager's investment advisory services, potentially as part of a bundled fee arrangement.
- Hilltop/Envestnet Programs: Most programs have a unified fee covering the platform, manager, and Packerland's advisory services. Some fees, like those for transactions executed away from Hilltop, are charged separately.
- Solicitor Program: You'll pay a management fee to the third-party money manager, which Packerland shares. You won't pay a separate fee to Packerland.
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Location
Cary, NC
Get directionsHistory
Regulatory History (1)
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Financial
August 2017Final
Employment History
Current Registrations
Packerland Brokerage Services, INC.Broker
July 2016 - Present · 9 yrs 10 mos
Packerland Brokerage Services, INC.
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
January 2015 - August 2016 · 1 yr 7 mos
Sterne Agee Financial Services, INC.Broker
September 2014 - August 2016 · 1 yr 11 mos
Sterne Agee Investment Advisor Services, INC.
December 2011 - January 2015 · 3 yrs 1 mo
Wrp Investments, INC.Broker
December 2011 - September 2014 · 2 yrs 9 mos
Wfg Investments, INC.Broker
March 2009 - December 2011 · 2 yrs 9 mos
Wfg Advisors, LP
March 2009 - December 2011 · 2 yrs 9 mos
Suntrust Investment Services, INC.
January 2005 - March 2009 · 4 yrs 2 mos
Suntrust Investment Services, INC.Broker
January 2005 - March 2009 · 4 yrs 2 mos
Ncf Financial Services, INC.
September 2002 - January 2005 · 2 yrs 4 mos
Ncf Financial Services, INC.Broker
September 2002 - January 2005 · 2 yrs 4 mos
Invest Financial Corporation
December 2001 - September 2002 · 9 mos
Invest Financial CorporationBroker
July 2001 - September 2002 · 1 yr 2 mos
Wachovia Securities, INC.Broker
February 2000 - July 2001 · 1 yr 5 mos
Wachovia Brokerage ServiceBroker
September 1998 - February 2000 · 1 yr 5 mos
Invest Financial CorporationBroker
April 1998 - September 1998 · 5 mos
First Union Brokerage Services, INC.Broker
August 1997 - March 1998 · 7 mos
Smith Barney INC.Broker
September 1995 - August 1997 · 1 yr 11 mos
First Investors CorporationBroker
March 1992 - June 1995 · 3 yrs 3 mos
State Registrations2 states
GANC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.