Sergio Decurtis is a registered investment advisor at Edelman Financial Engines, based in Providence, RI, with 34 years of industry experience. Sergio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,281,720 clients with $290B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $400K | 1.75% |
| $400K - $750K | 1.25% |
| $750K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $10.0M | 0.60% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | Included |
Fees are negotiable for accounts over $25,000,000. Clients referred by the Engagement Center may receive a discount. Edelman Financial Engines employees and their spouses/households are also eligible for a discounted fee.
Fee Estimator
Location
317 Iron Horse Way, Suite 201, Providence, RI, 02908
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2006Other Business Activities
Sergio owns and manages multiple real estate parcels, including rental properties and a solar farm development, since 1990. He dedicates about a quarter of his time to these activities, with minimal time spent during securities trading hours.
Employment History
Current Registrations
Edelman Financial Engines
Previous Registrations
New England Investment Consultants, LTD.
N.E. Private Client Advisors, LTD.Broker
New England Securities Corporation
New England SecuritiesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.