CW
CW

Charles Wood

34 Years of Experience
Fairhope, AL
Broker

Charles Wood is a registered investment advisor at Raymond James & Associates, INC., based in Fairhope, AL, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

101 Lottie Lane, Suite 4, Fairhope, AL, 36532

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2016 - Present · 9 yrs 11 mos
Raymond James & Associates, INC.
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
August 2007 - June 2016 · 8 yrs 10 mos
Wells Fargo Advisors, LLC
August 2007 - June 2016 · 8 yrs 10 mos
Citigroup Global Markets INC.
April 2001 - August 2007 · 6 yrs 4 mos
Citigroup Global Markets INC.Broker
April 2001 - August 2007 · 6 yrs 4 mos
Morgan Stanley Dw INC.Broker
March 1992 - April 2001 · 9 yrs 1 mo
State Registrations22 states
ALCACTFLGAILINKYLAMAMOMSNCNVNYOHSCTNTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Charles Wood - Financial Advisor | TrueAdvisor