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Gary Thomas

34 Years of Experience
Pinehurst, NC
1 DisclosureBroker

Gary Thomas is a registered investment advisor at Wells Fargo Advisors, based in Pinehurst, NC, with 34 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

100 Turnberry Way, Pinehurst, NC, 28374

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Denied
Employment History
Current Registrations
Wells Fargo Advisors
June 2002 - Present · 24 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2002 - Present · 24 yrs 4 mos
Previous Registrations
Wachovia Securities, INC.
January 2002 - June 2002 · 5 mos
Wachovia Securities, INC.Broker
August 1995 - June 2002 · 6 yrs 10 mos
Centura Securities, INC.Broker
June 1994 - August 1995 · 1 yr 2 mos
Uvest Investment ServicesBroker
March 1994 - June 1994 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1992 - February 1994 · 1 yr 10 mos
State Registrations31 states
ALARCACOCTDEFLGAIDMAMDMIMNMONCNHNJNMNVNYOKPARISCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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