BJ
ChFC
BJ
ChFC
Bruce Jones
34 Years of Experience
Saint Mary'S, OH
1 DisclosureBrokerSells Insurance
Bruce Jones is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Saint Mary'S, OH, with 34 years of industry experience. Bruce is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
Saint Mary'S, OH
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
April 2011Other Business ActivitiesSells Insurance
Bruce is the owner of Grandlake Insurance Consultants LLC, where he sells and services fixed life and annuity products. This takes about 10-20% of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 8 mos
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Concourse Financial Group Securities, INC.Broker
February 2018 - February 2025 · 7 yrs
Concourse Financial Group Advisors
February 2018 - February 2025 · 7 yrs
MML Investors Services, LLC
January 2016 - February 2018 · 2 yrs 1 mo
MML Investors Services, LLCBroker
December 2015 - February 2018 · 2 yrs 2 mos
Independent Financial Partners
August 2011 - December 2015 · 4 yrs 4 mos
LPL Financial LLC
July 2011 - March 2012 · 8 mos
LPL Financial LLCBroker
July 2011 - December 2015 · 4 yrs 5 mos
MML Investors Services, LLC
June 2011 - July 2011 · 1 mo
MML Investors Services, LLCBroker
June 2011 - July 2011 · 1 mo
Raymond James Financial Services Advisors, INC
January 2009 - April 2011 · 2 yrs 3 mos
Raymond James Financial Services
October 1999 - January 2009 · 9 yrs 3 mos
Raymond James Financial Services, INC.Broker
April 1999 - April 2011 · 12 yrs
Proequities, INC.Broker
May 1997 - April 1999 · 1 yr 11 mos
Mariner Financial Services, INC.Broker
November 1992 - May 1997 · 4 yrs 6 mos
Vestax Securities CorporationBroker
June 1992 - November 1992 · 5 mos
State Registrations3 states
FLINOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.