Brian Mcguiness
Brian Mcguiness is a registered investment advisor at LPL Financial LLC, based in Delmar, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Delmar, NY
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2008Customer Dispute
May 2008Other Business ActivitiesSells Insurance
Brian is an independent financial partner and registered investment advisor, dedicating nearly all of his time to providing advisory services. He also conducts securities services, provides investment advisory services through Global Retirement Partners, owns rental real estate, and is involved with a non-variable insurance agency, each taking minimal time.
Employment History
Current Registrations
LPL Financial LLC
Global Retirement Partners LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
First Albany Capital INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.