NT
CFP
NT
CFP

Nicholas Jay Toman

15 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
195 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$427.5M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $2.0M0.80%
$2.0M - $3.0M0.60%
$3.0M - $5.0M0.50%
$5.0M - $10.0M0.40%
$10M+0.30%

Fees are negotiable and may vary from client to client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2901 West Beltline Hwy, Suite 201, Madison, WI, 53713

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is a licensed insurance agent appointed with various insurance companies. This activity is not investment related.

Employment History
Current Registrations
John F Suby Wealth Management LLC
February 2025 - Present · 1 yr
Previous Registrations
Trek Financial
March 2020 - February 2025 · 4 yrs 11 mos
Empowered Financial Investments, LLC
January 2019 - December 2020 · 1 yr 11 mos
U.S. Bancorp Investments, INC.Broker
July 2016 - November 2018 · 2 yrs 4 mos
Savant Capital Management
November 2011 - December 2014 · 3 yrs 1 mo
Country Capital Management CompanyBroker
October 2008 - November 2011 · 3 yrs 1 mo
First Investors CorporationBroker
March 1992 - June 1992 · 3 mos
State Registrations1 state
WI
Advisor
Exams
No exam information available for this advisor.