Ronald Pozen
Ronald Pozen is a registered investment advisor at Fifth Third Securities, INC., based in Sterling, IL, with 33 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 43,031 clients with $9.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. In the Passageway One Program, if the client selects to receive the Tax Overlay Service, this optional service has an additional fee on top of the Passageway Program Standard Fee Schedule.
Fee Estimator
Location
3014 E. Lincoln Way, Sterling, IL, 61081
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2009Other Business Activities
Ronald is a rodeo competitor with the Professional Rodeo Cowboys Association and a rodeo judge for the National Little Britches Rodeo Association, dedicating about 10-20% of his time to the latter. He also works as an athletic coach at Kaneland HS, spending a few hours per week on this activity.
Employment History
Current Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Previous Registrations
Amcore Investment Services, INCBroker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
First Montauk Securities CORP.Broker
American Investment Services, INC.Broker
Stein, Shore Securities, INC.Broker
Emanuel and CompanyBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.