Kevin Nicholson
Kevin Nicholson is a CFA-designated registered investment advisor at Riverfront Investment Group, LLC, based in Richmond, VA, with 34 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,534 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RiverFront Investment Group manages investments through wrap fee programs. Clients pay an asset-based fee to the brokerage firm, which then pays RiverFront. RiverFront's fees typically do not exceed 0.50% per year for Advantage and ETF Advantage accounts, and 0.45% for UMA/MDP accounts. RiverFront does not earn an account-level fee for RiverShares model portfolios. Custom Portfolio Solutions fees typically do not exceed 0.50% per year.
Location
1214 E. Cary St., Richmond, VA, 23219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is the Global Fixed Income CIO at Riverfront Investment Group and a registered representative marketing/sales for the Riverfront Funds. He also serves on the investment committees for several organizations, including the Virginia Foundation of Public Media, Richmond Retirement Systems, Northern Neck Insurance Company, and the Virginia Museum of Fine Arts Foundation Board.
Employment History
Current Registrations
Riverfront Investment Group, LLC
Previous Registrations
Alps Distributors, INC.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Advisors Financial Network, LLCBroker
First Clearing, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
First Union Capital Markets CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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