Kevin Dempsey
Kevin Dempsey is a registered investment advisor at Blue Horizon Equity, INC., based in Pittsford, NY, with 34 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,491 clients with $750M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Maximum advisor fee is 1.75% per year. Additional administrative fees, strategist fees, and minimum account fees of $99 apply depending on the program.
Fee Estimator
Location
55 Sully'S Trail, Suite F, Pittsford, NY, 14534
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is involved in several outside business activities. He spends about a third of his time on tax preparation from February to April, and minimal time the rest of the year. He also dedicates minimal time to insurance sales through iTrust Advisors and is a member of Aspire Financial Group, LLC, a holding company for payroll, benefits, and office expenses, dedicating a few hours per week.
Employment History
Current Registrations
Blue Horizon Equity, INC.
Cetera Wealth Services, LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Cadaret, Grant & CO., INC.Broker
Lesko Securities INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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