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Michael Brown

34 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance

Michael Brown is a registered investment advisor at VALIC Financial Advisors, INC., based in Houston, TX, with 34 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 293,026 clients with $29B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1252 advisors
IM Fee
Planning only
Assets Under Management
$29.2B

Fee Structure

Minimum Investment:None

VALIC Financial Advisors offers ongoing subscription-based financial planning services that renew annually and include periodic updates to your financial plan as your needs or life events change.

  • One-time financial plan — Up to $5,000 annually, customized to your financial situation and goals.
  • Project-based consulting services — Up to $7,500 annually for specific financial consulting projects.
  • Combined plan and consulting services — Total combined fee will not exceed $10,000 annually.
Annual Retainer:Up to $5,000/year
One-Time Plan:Up to $5,000
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Location

2777 Allen Parkway, Rp-01, Houston, TX, 77019

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Denied
Other Business ActivitiesSells Insurance

Michael works as an agent for AGIA, selling non-securities insurance products. This requires a few hours per week.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
June 2003 - Present · 23 yrs 4 mos
VALIC Financial Advisors, INC.Broker
March 1998 - Present · 28 yrs 7 mos
Previous Registrations
The Variable Annuity Marketing CompanyBroker
June 1992 - December 2001 · 9 yrs 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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