Mark Loftin is a CFA-designated registered investment advisor at Osaic Wealth, INC., based in Pleasant Hill, CA, with 27 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3478 Buskirk Avenue, Suite 333, Pleasant Hill, CA, 94523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mark works as a financial advisor for Wagner Loftin Investment Services LLC, managing client accounts. This takes nearly full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Wagner Loftin Investment Services LLC
Previous Registrations
Sagepoint Financial, INC.Broker
Phoenix Equity Planning CorporationBroker
Mam Securities, LLCBroker
Montgomery SecuritiesBroker
Pension Planners Securities, INC.Broker
State Registrations14 states
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