Charles Geiss
Charles Geiss is a registered investment advisor at LPL Financial LLC, based in Strongsville, OH, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7979 Pearl Rd, Strongsville, OH, 44136
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles operates TA-Check Financial as a DBA for his LPL business and also as an agent/advisor for non-variable insurance. He also works as a tax preparer for TA-Check Tax Service, spending minimal time on the insurance and tax businesses.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cleveland Research Company LLCBroker
Ftn Midwest Securities CORP.Broker
First Tennessee Securities CORP.Broker
Maxus Securities CORPBroker
Ramat Securities LTD.Broker
Mcdonald & Company Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.