Stephen Ng
Stephen Ng is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Southlake, TX, with 33 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
905 E State Hwy 114, Ste 160, Southlake, TX, 76092
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Regulatory History (1)
Customer Dispute
August 2016Other Business ActivitiesSells Insurance
Stephen is the owner of Genesis Financial Strategies, Inc & Stephen Ng Financial Group LLC, where he works on life and health insurance cases, sometimes in a supervisory function, and is involved in marketing, recruiting, and printing. He also owns a personal real estate holding company, buys crypto, is a shareholder in a real estate holding company, serves on the board of trustees for a church, authored a book on financial mistakes, and is a member/founder of a 501c3.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
American General Securities IncorporatedBroker
Royal Alliance Associates, INC.Broker
Princor Financial Services CorporationBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.