Dean Leounis
Dean Leounis is a registered investment advisor at LPL Financial LLC, based in Utica, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Utica, NY
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Regulatory History (1)
Customer Dispute
November 2001Other Business ActivitiesSells Insurance
Dean is the owner of Leounis Wealth Management, an investment management firm, dedicating about half his time. He is also a licensed life and health insurance agent in New York, offering fixed life insurance, fixed annuities, long-term care insurance, and disability insurance, which takes about 10% or less of his securities trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Advanced Group Financial Services, LLC
Royal Alliance Associates, INC.Broker
A. G. Edwards & Sons, INC.Broker
Royal Alliance Associates, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.