TrueAdvisor
TrueAdvisor
DL
DL

Dean Leounis

LPL Financial LLC
34 Years of Experience
Utica, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Dean Leounis is a registered investment advisor at LPL Financial LLC, based in Utica, NY, with 34 years of industry experience. Dean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Utica, NY

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dean is the owner of Leounis Wealth Management, an investment management firm, dedicating about half his time. He is also a licensed life and health insurance agent in New York, offering fixed life insurance, fixed annuities, long-term care insurance, and disability insurance, which takes about 10% or less of his securities trading hours.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Cadaret Grant & CO INC
August 2017 - July 2025 · 7 yrs 11 mos
Cadaret, Grant & CO., INC.Broker
August 2017 - July 2025 · 7 yrs 11 mos
Advanced Group Financial Services, LLC
December 2015 - September 2017 · 1 yr 9 mos
Royal Alliance Associates, INC.Broker
September 2007 - August 2017 · 9 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
April 1997 - September 2007 · 10 yrs 5 mos
Royal Alliance Associates, INC.Broker
March 1994 - April 1997 · 3 yrs 1 mo
Equico Securities, INC.Broker
March 1992 - March 1994 · 2 yrs
The Equitable Life Assurance Society of the United StatesBroker
March 1992 - March 1994 · 2 yrs
State Registrations5 states
AZFLGANCNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Utica, NY →All financial advisors in New York →