Harold Sorley
Harold Sorley is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Wayzata, MN, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
701 East Lake Street, Wayzata, MN, 55391
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Regulatory History (1)
Customer Dispute
January 2001Other Business Activities
Harold owns rental property through RS Properties since 2015. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Miller Johnson Steichen Kinnard, INC.Broker
Miller, Johnson & Kuehn, IncorporatedBroker
Miller & Schroeder Financial, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.