JE
JE
Jeffrey Eichel
33 Years of Experience
Fox Point, WI
4 DisclosuresBroker
Jeffrey Eichel is a registered investment advisor at Cetera Investment Advisers LLC, based in Fox Point, WI, with 33 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
600 E Green Tree Road, Fox Point, WI, 53217
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Regulatory History (4)
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Customer Dispute
March 2009Denied
Customer Dispute
September 2008Denied
Customer Dispute
February 2008Denied
Customer Dispute
January 2003Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLC
August 2005 - Present · 20 yrs 9 mos
Cetera Investment Services LLCBroker
August 2005 - Present · 20 yrs 9 mos
Previous Registrations
Cetera Investment Services LLC
August 2005 - January 2014 · 8 yrs 5 mos
M&i Brokerage Services, INC.Broker
July 2002 - August 2005 · 3 yrs 1 mo
Pruco Securities CorporationBroker
March 1993 - July 2002 · 9 yrs 4 mos
State Registrations15 states
AZCACOFLGAILMDMNNCNVNYSCTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.