Steven Whitman is a registered investment advisor at Usi Advisors, based in Glastonbury, CT, with 30 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,340 clients with $49B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USI Advisors provides investment advice and consulting services, primarily to institutional clients. Fees for these services are negotiated. Clients can pay via a "hard-dollar" fee (flat or percentage of assets) or indirectly through certain investment/insurance products. In some cases, affiliates of USI Advisors may receive compensation from third parties, which can be used to offset the advisory fee. USI Advisors may recommend a sub-advisor, whose fees are paid by USI Advisors.
Location
95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usi Advisors
Usi Securities, INC.Broker
Previous Registrations
Usi Securities, INC.
Mgi Funds Distributors, LLCBroker
Mmc Securities LLC
Mmc Securities LLCBroker
Prudential Investment Management Services LLCBroker
Prudential Retirement Brokerage Services, INC.Broker
Ws Griffith Securities, INC.Broker
Cigna Financial Services, INC.Broker
Cigna Financial Services, INC.Broker
Cigna Financial Services, INC.Broker
Tower Square Securities, INC.Broker
State Registrations1 state
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