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Dale Spahr

U.S. Bancorp Advisors, LLC
32 Years of Experience
Tempe, AZ
1 DisclosureBroker
View SEC Summary
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Dale Spahr is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Tempe, AZ, with 32 years of industry experience. Dale is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
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Location

1101 W Washington St, Tempe, AZ, 85281

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
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Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
January 2023 - Present · 3 yrs 9 mos
U.S. Bancorp Advisors, LLCBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Charles Schwab & CO., INC.
January 2019 - September 2022 · 3 yrs 8 mos
Charles Schwab & CO., INC.Broker
January 1997 - September 2022 · 25 yrs 8 mos
Scottsdale Securities, INC.Broker
December 1996 - January 1997 · 1 mo
Charles Schwab & CO., INC.Broker
February 1994 - December 1996 · 2 yrs 10 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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