Frank Gargano
Frank Gargano is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Neptune, NJ, with 33 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Neptune, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank is an insurance agent offering fixed life, health, disability, annuities, and LTC insurance since 2011. He also sells life settlements through Welcome Funds, Inc. since 2020.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Princor Financial Services CorporationBroker
C. J. M. Planning CORP.Broker
State Registrations6 states
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