KH
KH

Kristen Highfield

33 Years of Experience
Carmel, IN
1 DisclosureBrokerSells Insurance

Kristen Highfield is a registered investment advisor at Ameriprise Financial Services, LLC, based in Carmel, IN, with 33 years of industry experience. Kristen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

Carmel, IN

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006
Closed-No Action
Other Business ActivitiesSells Insurance

Kristen owns multiple real estate properties and is an independent insurance broker for Athene Annuity and Life Company, selling fixed annuities. She also has two other business ownership roles, spending a few hours per week on each.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1998 - Present · 27 yrs 5 mos
Ameriprise Financial Services, LLCBroker
June 1992 - Present · 33 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
June 1992 - July 2006 · 14 yrs 1 mo
State Registrations35 states
ALARAZCACOFLGAIAILINKSKYLAMAMDMEMIMONCNHNJNMNVNYOHORPASCSDTNTXVAVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.