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Mark Pittsey

Flagstar Securities, INC.
33 Years of Experience
Walnut Creek, CA
Broker
View SEC Summary
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Mark Pittsey is a registered investment advisor at Flagstar Securities, INC., based in Walnut Creek, CA, with 33 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,123 clients with $780M in assets under management.

Flagstar Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
28 advisors
Number of Clients
1,123 clients
Average Client Portfolio
$698K average
Assets Under Management
$784.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.62%
$1.0M - $5.0M1.10%
$5.0M - $10.0M0.83%
$10.0M - $20.0M0.55%
$20M+0.43%

Rates combine the maximum advisory fee and sponsor fee. Third-party manager fees (0.25% to 1.25%) are additional.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2033 N Main St., Ste 1050, Walnut Creek, CA, 94596

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark is employed full-time as Head of Private Banking & Wealth Management at Flagstar Bank, N.A. This activity is not investment-related.

Employment History
Current Registrations
Flagstar Securities, INC
March 2025 - Present · 1 yr 7 mos
Flagstar Securities, INCBroker
March 2025 - Present · 1 yr 7 mos
Flagstar Securities, INC.
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
July 2010 - December 2024 · 14 yrs 5 mos
Hsbc Securities (USA) INC.
July 2010 - December 2024 · 14 yrs 5 mos
Deutsche Bank Securities INC.Broker
August 2007 - February 2010 · 2 yrs 6 mos
Deutsche Bank Securities INC.
August 2007 - February 2010 · 2 yrs 6 mos
Wells Fargo Investments, LLC
May 2001 - April 2007 · 5 yrs 11 mos
Wells Fargo Investments, LLCBroker
September 2000 - April 2007 · 6 yrs 7 mos
Wells Fargo Securities INC.Broker
September 1995 - May 2001 · 5 yrs 8 mos
Essex National Securities, INC.Broker
July 1995 - September 1995 · 2 mos
First Interstate Investments,inc.Broker
June 1995 - September 1995 · 3 mos
Wells Fargo Securities INC.Broker
November 1993 - June 1995 · 1 yr 7 mos
Marketing One Securities, INC.Broker
October 1993 - November 1993 · 1 mo
Great Western Financial Securities CorporationBroker
May 1992 - October 1993 · 1 yr 5 mos
State Registrations2 states
CANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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