TrueAdvisor
TrueAdvisor
MA
MA

Manuel Arias

Lantern Wealth Advisors, LLC
33 Years of Experience
4 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Lantern Wealth Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
199 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$265.5M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.75%
$100K - $500K2.50%
$500K - $1000K2.25%
$1M+2.00%

Asset-based fees are negotiable and are at the discretion of LWA.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$1,375

Location

35 Pinelawn Road, Suite 101E, Melville, NY, 11747

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2004
Award / Judgment
Customer Dispute
April 2004
Withdrawn
Customer Dispute
June 2003
Settled
Customer Dispute
July 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Manuel is involved with Lantern Advisers LLC since 2010, focusing on sales. This requires minimal time and may occur during securities trading hours.

Employment History
Current Registrations
Lantern Wealth Advisors, LLC
October 2010 - Present · 15 yrs 4 mos
Herold & Lantern Investments, INC.Broker
January 2009 - Present · 17 yrs 1 mo
Previous Registrations
Mclaughlin, Piven, Vogel Securities, INC.
February 2003 - May 2008 · 5 yrs 3 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
December 2001 - December 2008 · 7 yrs
Hotovec Pomeranz & CO., INC.Broker
March 1999 - December 2001 · 2 yrs 9 mos
Ridgeway Helms Securities CorporationBroker
September 1996 - March 1999 · 2 yrs 6 mos
Round Hill Securities, INC.Broker
February 1995 - September 1996 · 1 yr 7 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
August 1992 - March 1995 · 2 yrs 7 mos
State Registrations12 states
CACOFLHIIDNJNVNYOKORPAUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.