TrueAdvisor
TrueAdvisor
MA
MA

Manuel Arias

Lantern Wealth Advisors, LLC
34 Years of Experience
San Francisco, CA
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Manuel Arias is a registered investment advisor at Lantern Wealth Advisors, LLC, based in San Francisco, CA, with 34 years of industry experience. Manuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 188 clients with $320M in assets under management.

Lantern Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
188 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$319.9M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K2.50%
$50K - $100K2.25%
$100K - $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.65%
$1M+1.50%

Rates shown are for equity and balanced accounts. Fixed income portfolios have separate, lower rates ranging from 0.75% to 0.95%. Fees and account minimums are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

111 Pine St, Ste 1215, San Francisco, CA, 94111

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2004
Award / Judgment
Customer Dispute
April 2004
Withdrawn
Customer Dispute
June 2003
Settled
Customer Dispute
July 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Manuel is involved with Lantern Advisers LLC since 2010, focusing on sales. This requires minimal time and may occur during securities trading hours.

Employment History
Current Registrations
Lantern Wealth Advisors, LLC
October 2010 - Present · 16 yrs
Herold & Lantern Investments, INC.Broker
January 2009 - Present · 17 yrs 9 mos
Previous Registrations
Mclaughlin, Piven, Vogel Securities, INC.
February 2003 - May 2008 · 5 yrs 3 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
December 2001 - December 2008 · 7 yrs
Hotovec Pomeranz & CO., INC.Broker
March 1999 - December 2001 · 2 yrs 9 mos
Ridgeway Helms Securities CorporationBroker
September 1996 - March 1999 · 2 yrs 6 mos
Round Hill Securities, INC.Broker
February 1995 - September 1996 · 1 yr 7 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
August 1992 - March 1995 · 2 yrs 7 mos
State Registrations12 states
CACOFLHIIDNJNVNYOKORPAUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in San Francisco, CA →All financial advisors in California →